Operator-Valued Functions
Mathematics subject classification number: 47A56
Maintained by Jean-Claude Evard. Last update: January 1, 2003
This page is a first draft at its early stage. It may already be useful to help
communication between different research groups working on topics related to
operators and matrices depending on variables or on matrices with entries in a
ring of functions, in spite of the
fact that an enormous amount of information is
waiting to be added to this page.
Definitions.
An operator-valued function A is a function whose values A(t)
are operators depending on a variable t. For each value of t,
A(t) is an
operator from a Banach space E to a Banach space F.
The variable t may be a
real or a complex variable, or a vector t in a domain of a topological
vector space,
or an element t in a manifold. When t belongs to a finite
dimensional space of
dimension k, then t can be represented as an k-uple
of variables:
t = ( t1 , t2 , ... , tk ), and we say that
the operator A(t) is
a function of the
k variables t1 , t2 , ... , tk . When
the Banach spaces E and F are of finite
dimensions n and m, the operator A(t) is an m by n
matrix depending on t, and
we say that the function A is a
matrix-valued function. In this case, each entry of
the matrix A(t) is a scalar function aij(
t ) of t, and the functions aij
may belong
to some given ring of scalar functions.
Motivation
In applied mathematics, it is exceptional that matrices
and operators are constant. Most operators and
matrices depend on variables. Such operators and matrices are called
operator-valued functions and
matrix-valued functions. Frequently, they appear in differential equations.
To deal with such equations,
it is necessary to:
--- Extend calculus to non-commutative calculus with
operator-valued functions.
--- Extend operator theory from constant operators to operators depending on
variables.
--- Extend matrix theory from matrices with entries in a field to matrices with
entries in a ring of functions.
The
main directions of research about operator-valued functions are:
2.
Smooth reduction of an operator-valued function to canonical form.
3.
Algebraic approach to matrix-valued functions.
4. Differential equations whose unknown function is an operator-valued
function.
5. Algebraic approach to such equations.
6. Smooth solutions of algebraic equations whose unknown function is an
operator-valued function.
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1.
Non-commutative Calculus on operator-valued functions
This extension of
Calculus is based on the theory of Lie Algebras. Examples of this
extension can be
found in the thesis of M. J. Hellman [H] accepted in 1955, in the paper
of W. Magnus [M] published in
1954, and in the paper of A. D. Zieburg [Z] published in
1998.
2.
Smooth reduction of an operator-valued function to canonical form
The most natural idea to reduce
a differential equation whose unknown is an operator-valued function X
to a simpler form is to reduce X to a simpler form. This raises the following
fundamental problems.
Problem
1. Given a differentiable operator-valued function X
defined on a manifold M, is it possible to
find differentiable operator-valued functions S and J such that X(t) = S(t)J(t)S(t)^(-1)
for every t in the
manifold M, where J(t) is a canonical form of X(t).
Problem 2. If the
above reduction is not possible, under what condition does it exist a finite
minimum
number n of submanifolds M_1, M_2, ..., M_n of the manifold M together with n
operator-valued
functions S_1, S_2, ..., S_n, such that for
every t in the manifold M, there exist k in {1, 2, ..., n}
such that X(t) = S_k(t)J(t)S_k(t)^(-1)?
The differentiability of those operator-valued functions is
essential for substitution into differential
equations. This
smooth reduction to canonical form is based on
bundle theory and algebraic topology.
2.1
Smooth bases of the kernel of an operator-valued function
The smooth reduction of an operator-valued function to canonical form is based
on the construction
of smooth bases of the kernel of an operator. For instance, for the
differentiable reduction of a
matrix-valued function A(t) to Jordan form, we have to construct a
differentiable basis of
Ker[A(t) - I]^m.
A first fundamental paper on this subject
was published by
I.Z. Gochberg and J. Leiterer [GL] in 1976,
where conditions are established for the existence of bases of class C^p of the
kernel and the image of an
operator-valued functions defined on a compact manifold. This paper is based on
the theory of cocycles.
A extension of [GL] to the case where the domain of the operator-valued function
is not compact has
been obtained in [FGP] in the case where operators are matrices, using Bundle
Theory. An extension
of [FGP] from matrices to operators has been started in [DEG]. An approach
without prerequisites is
presented in [E3] for matrix-valued functions.
2.2 Smooth similarities
of operator-valued functions
The general problem is given two differentiable operator-valued
functions A and B that are
defined on the same manifold M, and that are pointwise similar, that is A(t) =
S(t)B(t)S(t)^(-1) for every t
in M, is it possible to find a differentiable operator-valued functin T
such that A(t) = T(t)B(t)T(t)^(-1)
for every t in M. See [Gr] and [EG] for the case where the operators are
matrices, and see the algebraic
approach for more general results.
3.
Algebraic approach to the smooth similarities of matrix-valued functions
This approach is based on the
theory of matrices over a ring (each entry of a matrix-valued function
belongs to a ring of functions);
see [Gu 1-5].
4.
Differential equations whose unknown function is an operator-valued function
As soon as we start to extend
Calculus from scalar functions to operator-valued functions, we meet the problem
of the commutation of an operator-valued function with its derivative. For
instance, if X(t) is a square matrix depending on a real variable t, then by the
Product Rule the derivative of X(t)^2 is X'(t)X(t)+X(t)X'(t), and this is equal
to ordinary result 2X'(t)X(t) if and only if X(t) commutes with its derivative
X'(t). Thus we immediately meet the problem of the study of the matrix
differential equation X'(t)X(t)-X(t)X'(t) = 0. See [E1] and [E4].
5.
Algebraic approach to differential equations whose
unknown function is an operator-valued function
This approach is based on the
algebraic approach to matrix-valued functions.
An example of this approach can be found in
[AEG].
6.
Smooth solutions of algebraic
equations whose unknown
function is an operator-valued function.
See Section 9 of [E3].
References
[AEG]
W. A. Adkins, J.-Cl. Evard, R. M. Guralnick, Matrices over differential fields
which commute with their derivative,
Linear Algebra Appl.
190: 253-261, 1993.
[A] V. I. Arnold, On matrices depending on parameters, Uspekhi Mat. Nauk
26, 1971.
[AEG]
Matrices over differential fields which commute with their derivative, with
William Adkins and Robert Guralnick,
Linear
Algebra and its Applications 190: 253-261, 1993.
[DEG]
Smooth parametrization of subspaces in a Banach space, M. Dupre, J.-Cl. Evard,
and J. Glazebrook, Revista de la
Union
Matematica Argentina 41 (2): 1-13, 1998.
[E2] Conditions for a vector subspace E(t) and for a projector P(t) not to
depend on t, Linear Algebra and its Applications
91: 121-131,
1987.
[E3]
On the existence of bases of class C^p of the kernel and the image of a matrix
function, Linear Algebra and its
Applications
135: 33-67, 1990.
[E4]
Invariance and commutativity properties of some classes of solutions of the
matrix differential equation X(t)X'(t) =
X'(t)X(t),
Linear Algebra and its Applications 218: 89-102, 1995.
[EG] On similarities of
class C^p and applications to matrix differential equations, with Juan-Miguel
Gracia, Linear Algebra
and its
Applications, special issue devoted to matrix-valued functions, 137: 363-386,
1990.
[FGP]
J. Ferrer, I. Garcia, and F. Puerta, Differentiable
famillies of subspaces, Linear Algebra Appl. 199: 229-252 (1994).
[Gr] J.-M.
Gracia, Smooth Jordanization of conservative matrices, Report, CUA, 1985.
[Gu1] R. Guralnick, A note on the local-global principle for similarity of
matrices, Linear Algebra Appl. 30: 241-245, 1980.
[Gu2] R. Guralnick, Similarity of matrices over local rings, Linear
Algebra Appl. 41: 161-174, 1981.
[Gu3] R. Guralnick, Matrix equivalence and
isomorphism of modules, Linear Algebra Appl. 43: 125-136, 1982.
[Gu4] R. Guralnick, Similarity of holomorphic matrices,
Linear Algebra Appl. 99: 85-96, 1988.
[Gu5] R. Guralnick, Similarity of matrices over commutative rings, Linear
Algebra Appl. 157: 55-68, 1991.
[GL]
I.Z. Gochberg and J. Leiterer, Uber Algebren stetiger Operatorfunktionen,
Studia Mathematica, LVII: 1-26, 1976.
[H] M. J. Hellman, Lie algebras arising from systems of
linear differential equations, Dissertation, Dept. of Mathematics,
New York Univ., 1955.
[M] W. Magnus, On the exponential solution of differential
equations for a linear operator, Comm. Pure Appl. Math. VII:
649-673, 1954.
[R] Haskell Rosenthal Link , A version of the Jordan
canonical form for general Banach spaces,
manuscript in
progress, paper # 99, Link ,
University of Texas at Austin.
[T] G. P. A. Thijsse, Global holomorphic
similarity to a Jordan form, Results in Math. 8: 78-87,
1985.
[W] W. Wasow, On holomorphically similar matrices, J. Math.
Anal. 4: 202-206, 1962.
[Z] A.D.
Ziebur,
Chain rules for functions of matrices,
Linear Algebra and its Applications, 283 (1-3): 87-97, 1998.
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